Forms and documents

If a PDF is not available or you cannot find the information you are looking for please contact us or call 0800 367 227

Choosing a Forsyth Barr Financial Advice Service

View our choosing an advice service page for information to help you decide if our financial advice services meet your needs.

Becoming a client

Information for new clients including brochures, scope of service, guide to identity, terms and conditions and client profile.

Forsyth Barr Investment Services Brochure PDF (1.6 MB)
Forsyth Barr Premium Advisory Service PDF (2 MB)
Forsyth Barr Private Portfolio Management PDF (2.6 MB)
Introduction to Investing Guide PDF (2.2 MB)
Understanding Basic Ratios Guide PDF (246 KB)
Comparison of Investment Services Flyer PDF (129 KB)
Investment Transaction Service - Scope of Service PDF (111 KB)
Investment Advisory Service - Scope of Service PDF (118 KB)
Premium Advisory Service - Scope of Service PDF (120 KB)
Private Portfolio Management - Scope of Service PDF (117 KB)
Navigator - Scope of Service PDF (119 KB)
KiwiSaver - Scope of Service PDF (128 KB)
Guide to Identity Documents for: Individuals PDF (864 KB)
Guide to Identity Documents for: Companies, Incorporated Societies, Incorporated Charitable Trusts, Partnerships, or Unincorporated Associations PDF (1.3 MB)
Guide to Identity Documents for: Trusts and Estates PDF (1.9 MB)
Guide to Identity Documents for: Minors PDF (1.2 MB)
Client Profile PDF (606 KB)
Terms and Conditions PDF (1 MB)

Client administration

Forms for existing clients to perform tasks such as change of address, etc.

Client Change of Details PDF (239 KB)
Client Change of Address only PDF (396 KB)
Third Party Authorisation PDF (189 KB)
Client Funds Direct Debit Authority PDF (176 KB)
Certificate of Non-Revocation of Power of Attorney PDF (210 KB)
Certificate of Non-Revocation and Non-Suspension of Enduring Power of Attorney PDF (286 KB)
Electronic Contract Note Delivery - to receive contract notes by email PDF (141 KB)
Investment Profile Questionnaire – Investment Advisory Service PDF (339 KB)
Investment Profile Questionnaire – KiwiSaver Advisory Service PDF (350 KB)
Investment Profile Questionnaire – Investment Advisory Service - KiwiSaver Advisory Service PDF (357 KB)
Notification of Change of Reporting Contact PDF (574 KB)
Relinquishment of Holdings PDF (208 KB)

Octagon Investment Funds

Please visit Octagon Asset Management for documents relating to Octagon Investment Funds.

Margin lending

Documents for the margin lending service provided by Leveraged Equities Finance Limited are available on the Leveraged Equities website. These include the lending margin rates of each stock and their exchange codes.

Cash management

Information for new clients including, brochures, current rates and application forms

Cash Management Rates - current deposit rates for NZD and foreign currencies together with a summary of the service PDF (617 KB)
Cash Management Direct Debit Form PDF (170 KB)
Regular Contribution Authority PDF (139 KB)
Contribution Change Authority PDF (137 KB)
Non-Resident Withholding Tax Rate PDF (124 KB)