Becoming a client

Documents for becoming a client are listed below. If you can't find the document you are looking for please contact your Investment Adviser or call us on 0800 367 227.

Print, complete and return the originals of the relevant documents to open an account. Or call us for assistance or to meet with an Investment Adviser.

Client Information Schedules

Complete one of the following Client Information Schedules to become a client.  Select the form most appropriate to your circumstances:

Identity Guides

Below you will find a series of helpful guides to assist you with the new Anti Money Laundering legislation identification requirements.


Scope of Service documents

Our Scope of Service documents summarise the four primary services we provide for private clients. These include a range of services from transaction/execution services, to investment advice, to investment monitoring, to investment management services.

Other documents

  • Client Profile - this document will assist you and your Investment Adviser in understanding your investment objectives and preferences
If you're new to investing or just have a question please call us: 0800 367 227